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This is a review of the available literature pertinent to a life cycle analysis (LCA) of standard and rechargeable closed cell batteries. This category of battery includes the consumer familiar AA, AAA, C, D, and 9V battery types. Although the scope of this project is not to perform an LCA from scratch, the hope is that available literature, and additions from readers like you, will complete the content of this page. The sections of this wiki include: (1) basics of battery technology, (2) the distinction between primary vs. secondary batteries, (3) specifics of three different battery types that are a representative sample, (4) an LCA review including aspects of manufacturing, distribution, use and disposal.

### Battery Basics

There are two main types of batteries: dry-cells and wet-cells. Dry-cell batteries are much more common in consumer use and therefore, this review of the life-cycle will focus on dry-cell batteries. The three primary parts to a traditional zinc-carbon dry-cell are the electrolytic paste, positive electrode and the negative outer canister. The positive electrode is a conductive carbon rod. The electrolytic paste separates the anode (negatively charged side) and the cathode (positively charged side). The free electrons, available from the chemical reaction between the paste and canister, are collected in the anode but attracted to the cathode. However, the construction of the battery restricts the electrons from reaching the cathode unless there is an external path. This results in a current when an external circuit is made, much like the current in a river when water is allowed to flow downhill due to elevation potential. The electric potential formed by closing the circuit allows flow of electrons from the anode to the cathode; the current can then be used to deliver energy to an appliance, such as the bulb filament of a flashlight. The difference in potential between the anode and cathode is the voltage of the cell. Voltage affects the flow or current of electrons through the circuit..[1] The term battery is correctly used for a collection of cells though often a battery may refer to a single cell when it is clear from context. Cells can be arranged electrically in series to multiply the terminal voltage or in parallel to increase the available current. A single cell will have an open circuit voltage that depends on the type of cell. Traditional zinc-carbon and alkaline dry cells have a potential of nominally 1.5V, lithium cells may have voltages around 3 to 4V and a normal lead acid cell is near 2V.

### Primary vs. Secondary

The types of dry cell batteries considered in this LCA can be further divided into primary (single-use) and secondary (rechargeable) types. the difference is the ability of a secondary battery to be recharged after initial use. Primary cells are manufactured at full charge and may not be recharged due to the irreversible nature of the electrochemical reaction which is used in this type of battery. Secondary batteries are not always manufactured at full charge and can be recharged by the user a number of times. While the reversible nature of secondary batteries allows them to be recharged, the composition of their active chemicals degrades with use, resulting in a finite number of recharge cycles. Secondary cells will accept charge for many cycles but because their storage capacity decreases with each cycle, the number of useful cycles is limited.[2]

## Types of batteries

This section covers some of the more common types of primary and secondary batteries. The LCA will only cover these types. They were chosen because they are some of the most commonly used and are for the most part interchangeable in their application.[3]

### Type 1: Alkaline Batteries

Alkaline batteries use carbon and magnesium dioxide (MnO2) as the cathode and powdered zinc as the anode. A steel case and brass strip connect the cathode and anode, respectively, to the battery's terminals. Some alkaline batteries may contain mercury to increase conductivity. An alkaline paste of potassium hydroxide (KOH) is used as an electrolyte.[4]

### Type 2: Zinc-Carbon Batteries

Zinc carbon batteries use carbon and magnesium dioxide (MnO2) as the cathode and zinc as the anode. A brass strip connects the cathode to the negative terminal and the solid zinc anode is connected directly to the positive terminal. Zinc chlorite (ZnCl2) is use as an electrolyte. Older zinc carbon batteries may contain small amounts of lead or cadmium in the anode.[5]

Nickel-Cadmium batteries use a cadmium cathode and a nickel hydroxide anode. The electrolyte used is a mixture of potassium hydroxide (KOH) and lithium hydroxide (LiOH).[6]

## Life Cycle Analysis Results/methods

A life cycle assessment or analysis is important for equally comparing the impacts of two similar products or services. In this case, the comparison between single-use(primary batteries), such as alkaline and rechargeable(secondary batteries) such as Nickel-Cadmium (Ni-Cd), Nickel Metal Hydride (Ni-MH) or Lithium Ion (Li-ion) is studied from available literature. This LCA examines only consumer batteries common in toys and small electronic devices such as 'AA' and 'C' batteries. Some considerations in all stages of the life of a battery include:[7]

PED (Primary Energy Demand): total amount of primary energy extracted from the earth (in MJ).
GWP (Global Warming Potential): Contribution to the Global warming of the atmosphere by the release of specific gases (in kg CO2 equ.)
ODP (Ozone layer Depletion Potential): Contribution to the depletion of the stratospheric ozone by the release of specific gases (in kg R11 equ.)
AP (Acidification Potential): Acidification by gases released to the atmosphere (in kg SO2 equ.),
EP (Eutrophication Potential): Water enrichment in nutritive elements by the release of specific substances in the effluents (in kg PO43- equ.)
WD (Water Depletion): Consumption of water (in kg H2O).

For the most effective and comparable analysis, each comparison must be normalized to compare "apples to apples." Energy is a good metric to normalize by. For instance, megajoules (MJ), can be used to represent the energy required to manufacture a given weight of batteries, the energy required in diesel combustion to transport a given weight or the energy required to recycle a given weight of batteries. For this life cycle it is easiest to normalize everything on a gram per megajoule (g/MJ) basis.

### Manufacturing

In addition to the materials a battery is made of, secondary or indirect material and energy is also consumed in the production of batteries. Manufacturing equipment must be run, maintained and eventually replaced, all of which incur material costs outside of the materials that end up in the battery. These materials can be diverse in the case of battery manufacturing. For the comparison of the selected types of primary and secondary batteries, a comparison is made between $100 million spent in the manufacturing of primary and secondary storage devices (Table 1). Table 1: Comparison of inputs for$100 million dollars worth of battery manufacturing [8]
 Primary Storage $100$100 $2 Fertilizers ($) nitrogenous 65 95 1.9 ammonium nitrate 2,200 2,400 48 ammonium sulfate 4,100 5,600 110 organic fertilizers 20,000 24,000 478 phosphatic fertilizers 14 7 0.14 super phosphates 2,600 2,200 43 fuels bituminous coal (t) 26,000 23,000 466 natural gas (t) 7,000 7,600 152 liquified natural gas (t) 500 540 11 liquified petroleum gas (t) 800 670 13 motor gasoline (t) 990 1,700 34 kerosene (kg) 880 870 17 aviation and jet fuel (t) 450 430 8.6 light and heavy fuel oil (t) 3,100 4,100 82 ores (t) iron 11,000 2,800 56 copper 19,000 68,000 1,400 bauxite 840 1,100 22 gold 16,000 66,000 1,300 silver 340 800 16 ores (\$) ferroalloy 21,000 9,400 190 lead and zinc 93,000 758,000 15,000 uranium and vanadium 8,900 57,000 1,100 water use (106 L) intake 3,100 1,900 38 recycled and reused 5,100 2,900 58 discharged untreated 1,400 870 17 electricity (106 kWh) 63 96 1.9 fuel conversion (TJ) 1,400 1,400 28

The assumption was made in the creation of Table 1 that secondary batteries cost four times as much as primary batteries. For this direct comparison primary batteries use less resources to manufacture than secondary in most categories. The table also makes a comparison taking into account the ability of secondary batteries to be used multiple times. The assumption made is that a secondary battery can replace a primary battery for 200 cycles.[9] Under this assumption secondary batteries have a much larger advantage in manufacturing resources. This advantage is entirely dependent on the proper use of secondary batteries. Another consideration in the production of batteries is that limits in manufacturing and recycling technologies often do not allow for recycled materials to be used. This need for pure resources often requires the extraction of new resources.[10]

### Distribution/transportation

The impacts from distribution and transportation of both new and recycled batteries is primarily a function of weight. The truck hauling the cargo is limited by weight. Heavy trucks can carry more than medium trucks but use more fuel to go the same distance.

Since both single-use (primary) and rechargeable (secondary) batteries are comparable in size, the number of batteries you can fit in a container or on a truck is comparable. The variable is weight, which is directly proportional to the chemical process of combustion in the engine that converts to kinetic energy of the truck carrying the cargo. The comparison of weights between Ni-Cd and Ni-MH are shown in Table 2.

Table 2: Comparison in weight between Nickel-Cadmium and Nickel-Metal-Hydride [11]
 Battery Size Chart Battery Type Diameter mm Length mm NiMH weight g NiCAD weight g 1/3 A 17 21 15 10 2/3 A 17 28.5 20-23 18-20 4/5 A 17 43 32-35 26-31 A 17 50 40 32 1/3 AA 14.2 17.5 7 6.5 2/3 AA 14.2 28.7 13-16 13-15 4/3 AA 14.2 65.2 30 30 4/5 AA 14.2 43 22 20 AA 14.2 50 27 21 1/3 AAA 10.5 20.5 5.5 5.5 1/4 AAA 10.5 14 2.5-4 2.5-3.5 2/3 AAA 10.5 30 8-9 6-8 4/3 AAA 10.5 67 18 17 5/3 AAA 10.5 67 19 19 5/4 AAA 10.5 50 15 14 2/3 C 26 31 50 45 C 26 46 80 72 SC = Sub C 2/3 SC 23 28 28 25 4/3 SC 23 50 66 60 4/5 SC 23 34 42 38 SC 23 43 55 52 1/2 D 33 37 81 81-84 4/3 D 33 89 175 140-190 D 33 58 105-160 105-145

The average weight for all sizes of Ni-Cd is 40.15 grams and the average milliamp-hour (mAhr), per weight (gram) is 31.21 mAhr/g. Respectively, for Ni-MH the averages are 42.60 grams and 48.36 mAhr/g.[12] Since the Ni-MH is heavier but delivers more current per weight during use, a standard that is appropriate for normalizing transportation of batteries is mAhr/gram/MJ, where MJ is the energy in the diesel used to transport the batteries. Therefore, a medium truck from Los Angeles to Arcata (~800 km) that consumes 6.8 MJ per metric tonne per kilometer (MJ/t-km)[13] a tonne (1000 kg) of Ni-Cd batteries require an average of 1.7(10)-4 MJ/mAhr or 0.17 kJ/mAhr while Ni-MH requires 1.12(10)-4 MJ/mAhr.

Therefore, NiMH is a better option since less energy is required to get it the same distance. The inverse of this says that for Ni-MH 8.89 Ahr can be transported per MJ of energy from diesel combustion. Now you try this same comparison between Ni-MH and alkaline (primary) batteries. . . .

### Use

The use of batteries do not have a very large impact as long as they are treated properly. Many battery manufacturers warn that "most of the problems with rechargeable batteries can be traced to misuse" [14] [15] A misuse that results in a leak, most commonly occurs from: (1) overuse, i.e. being forced to overdraw the energy storage capacity, (2) being heated above the threshold of the battery, which is common during overcharging or (3) corrosion of the shell from water vapor in the air over long time periods. Another contribution to the life cycle of rechargeable batteries that is worth noting is the charger and its components (Table 3).

Table 3: Components of a battery charger.[16]
 Materials/Assemblies Amount (g) Item Polypropylene 250 case Copper 25 power chord conductor PVC 7 power chord insulation Polypropylene 38 power plug Steel 5 screws Spring steel 5 springs Soft steel 8 contacts 'Magnetic' iron 150 transformer core Steel 20 transformer frame Copper 150 transformer windings Cardboard 10 transformer insulation Copper 3 internal cables Printed circuit board 20 printed circuit board Total weight 691

### Disposal

Battery disposal options include landfill, stabilization, incineration, and recycling[17] . Batteries are often sent to a landfill with other municipal solid waste. This is often the disposal method for primary batteries. Landfill disposal presents a risk of groundwater contamination from leachate emanating from batteries containing heavy metals.

Stabilization of batteries involves chemical treatment to prevent heavy metal release to the environment.[18] This type of treatment and disposal is expensive and is declining in use as current battery technology tends to avoid heavy metal use.

Battery incineration typically occurs when batteries are mixed with municipal solid waste. Incineration of batteries has been shown to produce emissions of mercury, cadmium, lead, and dioxins.[19] The incinerator stack gas typically contains the majority of the mercury that is emitted. Meanwhile the fly ash left from incineration is where the cadmium and lead typically concentrates.

Recycling of batteries is typically accomplished using hydrometallurgical or pyrometallurgical processes(discussed in the next section.)

The impact of metals from batteries disposal upon the environment is still being studied. Cultural practices dictate how the batteries are disposed, regardless of available recycling programs. As recycling of batteries increases, fewer batteries containing heavy metals will be disposed of prior to treatment.

### Recycling

Recycling of batteries has been shown to be environmentally beneficial.[20] The benefits are especially high when material recovery technologies such as those used in the steel industry are used for battery recycling. However, impacts on the environment from collection can outweigh the recycling benefits. The negative impacts of battery recycling are mainly associated with the transportation of the used batteries. Integration of battery collection with other waste, separating them later, can help make recycling a net benefit for the environment. Examples of this type of integration are:[21]

• Battery collection with paper recycling
• Batteries in waste which are separated with magnets
• Collection of batteries with electrical appliances

Alternatively, battery programs are often designed to collect all types of household batteries. Regardless of the collection method, the batteries are later separated into the different types to allow for more efficient recycling. High-speed battery sorting machines based on magnetic fields and the response frequencies of the batteries have been developed and put into use in the Netherlands.[22] In Germany battery separation by photo recognition and x-ray have been used.[23]

Once the batteries are separated, there are many technologies used to recycle the materials. Electric arc furnaces used in steel production and rotary furnaces in zinc production can be used to recycle the batteries. The products are metallic alloys, compounds, or solutions containing metal ions. Nickel metal hydride (NiMH) batteries the recycled in this manner produce a high nickel material which can be used as an alloying component in stainless steel production. Alternatively, there have been processes developed, per battery type, for recycling battery materials into specific products.[24]

Despite the benefits of battery recycling, full diversion of batteries from standard disposal faces public resistance. In the Netherlands and Belgium 80-90% of population was shown to know about their county's battery collection systems, but only 30-50% used the systems.[25] The resistance to recycling stems from peoples habits and the persistence of those habits through generations.

Some countries have considered legislation to help speed the development of battery recycling programs. In the United Kingdom, a study was performed to evaluate battery waste management. Bans on nickel-cadmium batteries, battery collection targets, and battery recycling targets were investigated.[26] The study further showed the net environmental benefits of battery recycling.

## Conclusion

Based on the research from appropriate literature, secondary(rechargeable) batteries do not have significantly less impact than primary(alkaline batteries). This is largely because secondary batteries do not have an infinite number of recharge cycles and because rechargeable batteries also require an electronic charger, included in the life cycle. The manufacturing of each battery is comparable.

### Recommendations

Rather than putting effort into research and development of secondary battery technologies, it is recommended by this team to develop recycling abilities for primary batteries. This would include an educational campaign to insure more consumers send the used batteries to an appropriate facility not the landfill. This teams personal recommendation is to remember to recycle even small batteries. Even one battery may seem insignificant but the cumulative effect is large. SINCE RECYCLING IS POSSIBLE, DO YOUR PART, SEND SPENT BATTERIES TO RECYCLING FACILITIES EVEN THOUGH THEY ARE SMALL AND SEEMINGLY INSIGNIFICANT! >:-O

## References

1. Progressive Dynamics
2. A.M. Bernardes et al. (2004)
3. A.M. Bernardes et al. (2004)
4. A.M. Bernardes et al. (2004)
5. A.M. Bernardes et al. (2004)
6. A.M. Bernardes et al. (2004)
7. McDowell, J. and Siret, C.
8. Lankey, R.L. and McMichael, F.C. (2000)
9. Lankey, R.L. and McMichael, F.C. (2000)
10. McDowell, J. and Siret, C.
11. Batteries Wholesale (2005)
12. Batteries Wholesale (2005)
13. Gleick, P.H. and Cooley, H.S. (2009)
14. Batteries Wholesale (2005)
15. Lankey, R.L. and McMichael, F.C. (2000)
16. Parson, David (2006)"The Environmental Impact of Disposable Versus Re-Chargeable Batteries for Consumer Use" LCA Case Studies
17. A.M. Bernardes et al. (2004)
18. A.M. Bernardes et al. (2004)
19. A.M. Bernardes et al. (2004)
20. A.M. Bernardes et al. (2004)
21. A.M. Bernardes et al. (2004)
22. A.M. Bernardes et al. (2004)
23. A.M. Bernardes et al. (2004)
24. A.M. Bernardes et al. (2004)
25. A.M. Bernardes et al. (2004)
26. K. Fisher et al. (2006)
• A.M. Bernardes, D.C.R. Espinosa, J.A.S. Tenório (2004) "Recycling of batteries: a review of current processes and technologies" Journal of Power Sources No. 130 291–298.
• Batteries Wholesale (2005) "Capacity vs. Weight", accessed 3/17/10 from www.batterieswholesale.com/capacity_weight.htm
• Batteries Wholesale (2005) "Damaging Batteries," accessed 3/17/10 from www.batterieswholesale.com/damaging_batteries.htm
• K. Fisher, M. Collins, P. Laenen, E. Wallén, P. Garrett, S. Aumônier (2006) "Battery Waste Management Life Cycle Assessment" Environmental Resources Management (ERM) Ltd.
• Gleick, P.H. and Cooley, H.S. (2009) "Energy Implications of Bottled Water" Environ. Res. Lett. 4 014009 (6pp)"
• Lankey, R.L. and McMichael, F.C. (2000)"Life-Cycle Methods for Comparing Primary and Rechargeable Batteries," Environ. Sci. Technol., No 34, pp. 2299-2304
• McDowell, J. and Siret, C. (date unknown)"Energy-Saving Batteries – Green or Greenwash?,"
• Progressive Dynamics (Date Unknown) "Battery Basics," accessed 3/1/10 from www.progressivedyn.com/battery_basics.html

## Notes(for editors)

Brett - Types of batteries and manufacturing
James - use and distribution
Ryan - recycling and disposal
Page data
Part of Engr410 Environmental Impact Assessment Project life cycle analysis, batteries SDG11 Sustainable cities and communities Ryan Vicente, James Robinson IV, Brett, Kalle Pihlajasaari 2010 CC-BY-SA-4.0 Cal Poly Humboldt 7,183 Ryan Vicente, James Robinson IV, Brett, Kalle Pihlajasaari (2010). "Alkaline versus rechargeable batteries". Appropedia. Retrieved August 18, 2022.
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