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Type Vapor depositon
Authors Aodiblasio
Location Kingston, Canada
Status Deployed
Years 2008
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Figure 1. Schematic of a PECVD Process[1]

Vapor Deposition is a processing method to lay a thin layer of a precursor material onto a substrate material to improve its mechanical and chemical properties. Vapor deposition is categorized into two major subdivisions of processing:

  • (1) Chemical Vapor DepositionW (CVD)
  • (2) Physical Vapor DepositionW (PVD)

Vapor Deposition is an atomistic process in which aprecursorW material is vaporized from a solid or gaseous precursor material and transported in a vacuum in the form of excited atoms or molecules and deposited on a substrateWmaterial where it condenses and is deposited as a thin film. Vapor Deposition was originally 'coined by the authors CF Powell, JH Oxley and JM Blocher Jr. in their 1966 book "Vapor Deposition".[2]

The fundamental theory behind vapor deposition roots from theoretical physics,chemistry and thermodynamics and the actual deposition process was developed with advancements in vacuum technology, electricity and magnetism, thermodynamics and fluid flow[2]. The fundamental theory Processes fundamental theory is an combination of many fields including statistic physics, chemistry, and electromagnetism.

Vapor Deposition processes are highly desired to achieve precise and thin coatings or multi-coatings on a material to enhance properties that are lacking. The application of thin films is ideal by means of deposition because it can be applied to substrates of numerous orientations and complex geometric shapes.

CVD and PVD is highly popular in the semiconductor industry to enhance the conductive and magnetic properties of metals without considerable cost. Deposition films in semiconductors are so thin that the process is extremely beneficial and economic. Deposited Material can be in the form of:

  • PolycrystallineW
  • AmorphousW
  • epitaxialW

Physical Vapor Deposition[edit | edit source]

PVD utilizes the principals of thermodynamic by focusing concentrated forms of energy on a solid precursor material. This solid precursor material becomes excited through energy bombardment; Magnetic sputtering, lasers, Arc evaporation. Energy causes bonds to break in the crystal lattice structure and atoms becomes ionized as they are dislodge from the precursor material.[1]The ionized material is released and is transferred by pressure gradient to where it is deposited as a thin film on the substrate material..[3]

Chemical Vapor Deposition[edit | edit source]

CVD relies on chemical reactivity between ionized vaporized gas within the deposition chamber. Ionized gas is injected through control valves into the deposition chamber where a chemical reaction occurs between the precursor and substrate.[3]

Theory[edit | edit source]

Deposition Outcome[edit | edit source]

Figure 2. Factors affecting Deposition withing Deposition chamber[1]

Four main chemical phenomena determine the properties and reactions mechanism for vapor deposition; These include:

  • (1)Chemistry of reaction; Intermediate steps, by products and activation energy
  • (2)Reaction mechanisms
  • (3)Composition of deposit
  • (4)Structure of deposit(geometric arrangements of atoms)

Vacuum Chamber[edit | edit source]

Vapor Deposition is performed in a near ideal vacuum environment to prevent contamination. The relative size of the vacuum compared to the size of the vaporized material relative to the distance that precursor material must travel is enormous. The size of the vacuum is highly influential in PVD processes. I.E. Magnetron sputtering continually accelerates particles in a helical fashion. As time increase so does the velocity and energy proportional to velocity. The greater the energy the greater and higher volume of precursor material reacts more for a more efficient thin film deposit. The vacuum allows for control of the amount of input material during processing. System is made up of a deposition chamber, introduction chambers a vacuum pumping system, exhaust system, gas inlet system, and interconnected system of tubes. In addition fixtures and tooling to hold and move the substrates are important to the system design.

Processing[edit | edit source]

There are three major parameters which determine both the deposition density, rate and characteristics of the film

Figure 3. Fluid flow and its effects within deposition chamber[4]
  • 1)Mass transport-Fluid flow and diffusion
  • 2a)Energy Reactions
  • 2b)Chemical Reaction (Phase Chemistry)[4]
Figure 4. Apparatus for Vapor Deposition

A Schematic shown in figure 4 illustrates the apparatus involved in the Vapor Deposition Process. Minor components are added based on the specific deposition process

Mass Transport

Precursor material enters the chamber by fluid force flow. Inert gas follows flows along streamlines by diffusion within the chamber. Deposition reactions are driven by concentration gradient within the reaction chamber. Ionized material diffuse through the boundary layers of the substrate and the first film is build. After initial deposition occur molecular byproducts are formed and de-absorption occurs as the excess material and byproducts flows are sucked out of the chamber.[5]

Energy Reactions

In PVD, methods are used to react with precursor material in the deposition chamber which than react with the substrate. Enormous amounts of energy are used to physically break bonds, distort lattices and embed vaporized material onto and into the substrate causing a film to forcibly be deposited. Often laser pulses, magnetic sputtering and arc evaporation are examples of how this process works. Lasers are used to break bonds and force material to become ejected. Magnetic sputtering utilized magnetic fields to attract ionized precursor material to precursor to eject it and cause it to react with substrate by high impact forces which embedded film on the substrate. Arc evaporation use high voltages to melt material and create temporary charged plumes into charged plasma which attracts vaporized material, than quickly cools.[5]

Chemical Reaction

Ionized reactive gas are forced to interact with the substrate and deposit films through chemical reactions. The type of reaction is defendant on chosen materials. The precursor comes into contact with the substrate and absorption of material on the surface occurs. The gas simultaneously diffuses through the boundary layer and decomposition of precursor molecules occurs and converts into a solid film.[5]

Nucleation and Coating Growth[edit | edit source]

The Four stages of coating growth

  • (1)Initially nucleation of single atoms on the surface occurs.
  • (2)If the time of atom migration on the surface is great enough to meet another atom before being evaporated these atoms join together to form an island.
  • (3)As the energy required to evaporate one atom from the pair is higher than needed for a separate atom stable islands (nuclei) start to form on the surface.
  • (4)The islands coalesceW and the continual growth of the film takes place.

the link below has a detailed video of the process

Thornton Zone model

Figure 4. A schematic of the Thornton growth zone model[1]

This model summarizes the relationship between the substrate temperature, kinetic energy of the ions and the deposition rate. This illustrates the relationship between the coating morphology and the deposition temperature and the pressure

It is important to know that substrate temperature and deposition rate affect coating density. If material is deposited with a low substrate temperature the condensed atoms do not have enough kinetic energy (mobility) to jump across lattice sites and reach positions of a lower Gibbs energy. A similar effect is also observed when high deposition rates are used.

Coating Characteristics

In practice when coating takes place parameters highly sought out to apply the material with the minimal Gibbs free energy possible and make the material ideal include:

  • Fine grained
  • Impervious
  • High purity
  • Enhance properties of material it coats.

Vapor Depostion Methods[edit | edit source]

There are numerous methods to deposit thin films on substrate materials. Some of the more popular ones include:

Pulses Laser DepositionW[edit | edit source]

Figure 3. An example of laser ablation

Pulsed laserW deposition (PLD) is the use of a high power laser rotated and focused at a target in a vacuum chamber. The material will absorb this energy and lattice bonds will be broken. Surface atoms are disassociated and ejected in the form of an {WP|ablation}{WP|plume}. Layered plums travel at high speeds in this chamber and impinge on the surface of a rotating substrate. The plume and substrate make contact at high impact energies particles react on the surface, adhere and compress leaving a deposit of a thin film on the surface. Laser pulses continue to ablate more product and the film thickens. It is important to note that implantation and sputtering can occur during this process to a small degree.

Magnetic SputteringW[edit | edit source]

Figure 2. Magnetron in use

MagnetronW Sputtering is a processing method that is used to coat virtually any material of any shape and orientation. Sputtering is the removal of atomized material from a solid due to energetic bombardment of its surface layers by ionized or neutral particles at high impact velocities. Magnetic Sputtering is performed in near vacuum environmental conditions. During this particles bombardment, a controlled flow of inert gas is introduced to raise the pressure to allow the magnetronW to operate. A high negative voltage source is applied to the substrate material that attracts positive ions at high speeds. The impact energy, if greater than the binding energy of the lattice site create an oscillation withing the crystal plane and cause a recoiling effects; thus resulting in a sputtering effect from the surface atoms. The magnetic field within the system traps secondary electrons. The electrons flow in a helical path around a magnetic line and thus more ionizing collision occurs with the inert gas in the system.

Arc EvaporationW[edit | edit source]

Figure 3. Arc Evaporation Schematic

ArcWevaporationW processing uses electricity to deposit precursor material. A high current low voltage arc is connected to a microscopic cathode. This shorted current source is highly energetic emitting area known as a cathode spot. This concentrated temperature, generally extremely high results in a high velocity (10 km/s) of vaporized cathodic material that is removed from its location creating microscopic molten chips at the surface. A plasma with ionized ions, and neutral particles are released. A reactive gas is introduced and evaporation will occur. This gas will fill the chip defect spots left by the cathode and a film will be deposited.

Plasma Enhanced CVDW[edit | edit source]

Plasma Enhanced Chemical Vapor Deposition is mainly used for the deposition of dielectric films and passivation films like silicon oxide or nitride at low temperature. This type of process is driven by the heating of a gas or plasma rather than the sequestered material. This process is ideal when dopants are relatively low.

PlasmasW are formed usign a radio frequency generator. These reactive ions are subdivided into 'thermal' and 'cold' varieties.

  • Thermal- High enough energy in particles to separate electrons from atoms
  • Cold - Temperatures lower than ionized energies

Cold Plasmas are most effective below atmospheric pressure and are more practical in vacuum technologies. Plasmas adhere to substrates efficiently and have high growth rates.

Ions are continually reacting with film material already exposed to plasma, a new positive charge on the substrate film exists.

Other Popular methods[edit | edit source]

  • Atmosphere pressure chemical vapor deposition
  • PhotoChemical vapor deposition
  • Chemical vapor infiltration
  • Chemical beam epitaxy

Applications[edit | edit source]

Current[edit | edit source]

  • Fiber Optics and telecommunications
  • Semiconductors(major use)
  • Aerospace
  • Automotive
  • Surgical/Medical
  • Dies and molds for all manner of material processing
  • Cutting tools[3]

Future[edit | edit source]

  • Nano and biotechnology
  • Space exploration equipment
  • Immunology[3]

Current Process and Material Improvments[edit | edit source]

Physical Application Improvements[edit | edit source]

Damage from particle bombardment exists. Damage is constrained to the top layer of material due to the application of the films. The films do cover these imperfections however they application of films can have a high influence on the mechanical properties of material.[5]

Photons beams can also damage materials if they are applied with greater energies than 10 eV in the conduction band.

Contamination[edit | edit source]

Byproduct contamination within the deposition chamber results from poor internal ventilation. Byproduct material gets caught in valves crystallizes around valves and other moving parts which lead to machine upkeep and longer downtime. Material also crystallizes after it coats these moving parts and than reenters where the precursor material is converting to a film and contaminates the process leading to lower efficiency. The crystalline byproducts that deposit inside the entire vacuum system need to be addressed.[6]

  • It reduces the conductance of the vacuum pumping line, which slows down the process and reduces the system's throughput.[6]
  • It can cause drift in process vacuum gauges, which in turn causes the process to degrade from its original performance.[6]
  • It can become a source of particle generation from back-flow of the deposited material into the process chamber.[6]

Here are a few suggestions to Improve such retardants

  • Install ventilation components to prevent negative feedback of material between deposition chamber and inflow[6]

  • Install throttling valves to equalize velocity and increase pressure to prevent negative feedback.[6]

  • Install some sort of heating device to prevent material from crystallizing and contaminating films.[6]

Airfoil and Electron Beam gun/Laser to PVD Process[edit | edit source]

Figure 8. Schematic from patent using airfoil

Efficiency can be improved for applying a thin film as a coating to a substrate in which the thermal conductivity of the ceramic material is reduced or lowered by up to 10%. These thermal barrier coatings having improved performance characteristics. They are applied with the aid of an electron beam or laser.

Two or more electron beam guns are located within the apparatus. A high energy source is available to melt and vaporize the precursor through a series of lenses. An airfoil is position at a critical distance 'c' from the airfoil. When the precursor material enters the deposition chamber it undergoes a lamaller flow disperses, redirects the internal forces within the chamber and speeds up the application process. The lasers/ion beam guns quickly force the precursor to react at this stable pressure and cool quickly. This process is repeated to allow minimal material to be deposited on the substrate with minimal thermal energy loss. This process happens very quickly. The vapor deposition system can more or less stay the same with few addons to the apparatus. Thus making the process feasible for companies to implore in there manufacturing process.

THe precursor material does not need to be changed because the lasers allow some growth of the deposited material. The size to which the grains grow are controllable. The below theory explains this.

k is thermal conductivity p is density c is thermal diffusivity Cp is specific heat

(1) k = p*c* cp

further more steady state equation: j is heat flux (2)j = k*(dTemp/thickness) equate 1 and 2

Therefore: k1/t1 = k2/t2; based on ratio of thickness to density of material.

THus material density can be increased by the laser and the thickness of the material can be decrease. This proves less material is needed per film layer and per unit in production..[7]

Shield for Sputtering Effieciency[edit | edit source]

Figure 9. Schematic from patent using shield for sputtering

To improve the sputtering process in both laser ablation and magnetic sputtering a shield was designed and installed to resist material from being deposited on the chambers wall. A concave curved metal with a charge was installed in the system. The charged material is meant to repulse the ionized precursor material intended for the target from becoming waste on the chamber walls. The concave shape was meant to change the magnetic field lines from intersecting with one another manipulating them to that intersect and improve the vertical directionality of the sputtered material to be directed towards the substrate, thus making the system more effiecent. This concave plate is placed in the orthogonal direction to the magnetic and electric field lines. The curved portion of the shield is bent inward to protect deposition against the bottom wall. .[8]

References[edit | edit source]

  1. 1.0 1.1 1.2 1.3 PVD-Coatings. "A theory of PVD coatings",,(2),
  2. Mark Allendorf, "From Bunsen to VLSI 150 Years of Growth in Chemical Vapor Deposition Technology", The electrochemical society IF3-98(1), 36-39
  3. 3.0 3.1 3.2 3.3 Azom - Materials "Physical Vapor Deposition (PVD) an introduction ",,
  4. 4.0 4.1 TimeDomain CVD, Inc."CVD Process in its entirety", (6),
  5. 5.0 5.1 5.2 5.3 Mattox. D,M. 1998 William Publishing." Handbook of Physical Vapor Deposition(PVD) Processing ",.,
  6. 6.0 6.1 6.2 6.3 6.4 6.5 6.6 Solid State technology. "Etch and CVD process improvments". (7),
  7. Joseph D. Rigney, David J. Wortman, "Physical properties of thermal barrier coatings using electron beam-physical" Google Patents #6620465(9), 36-39
  8. Tanaka, Yoichiro. "Sheild for Physical Vapor Deposition Sheild" Patent # 5, 824, 197(3), 36-39
FA info icon.svg Angle down icon.svg Page data
Keywords vapor deposition
SDG SDG09 Industry innovation and infrastructure
Authors Aodiblasio
License CC-BY-SA-3.0
Organizations Queen's University, MECH370
Language English (en)
Translations Chinese
Related 1 subpages, 6 pages link here
Aliases Carbon Nanotubes- Physical Vapour deposition, Chemical/Vapor Deposition- Carbon Nanotubes
Impact 1,454 page views
Created November 13, 2008 by Aodiblasio
Modified June 18, 2024 by Felipe Schenone
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