Introduction[edit | edit source]

Windmills have been used for many centuries for pumping water and milling grain. The discovery of the internal combustion engine and the development of electrical grids caused many windmills to disappear in the early part of this century. However, in recent years there has been a revival of interest in wind energy and attempts are underway all over the world to introduce cost-effective wind energy conversion systems for this renewable and environmentally benign energy source.

In developing countries, wind power can play a useful role for water supply and irrigation (windpumps) and electrical generation (wind generators). These two variants of windmill technology are discussed in separate technical briefs. This brief gives a general overview of the resource and of the technology of extracting energy from the wind.

Please be aware that most of the text below is biased to small, uncontrolled windturbines. The modern, larger types for grid connected electricity generation, work with the same physical laws, but are electronically controlled to work at optimal operating paramters all the time.

Energy availability in the wind[edit | edit source]

The power in the wind is proportional to the cube of wind velocity. The general formula for wind power is:

[math]\displaystyle{ Power=\tfrac{1}{2}\times Density\ of\ air \times Swept\ area \times Velocity^3 }[/math]


[math]\displaystyle{ P=\tfrac{1}{2} \times\rho \times A \times v^3 }[/math]

If the velocity (v) is in m/s, then at sea level (where the density of air is 1.2 kg/m3) the power density of the wind is:

[math]\displaystyle{ Power\ Density\ (\tfrac{Watts}{m^2})=0.6 \times v^3\ }[/math]

This means that the power density in the wind will range from 10W/m² at 2.5 m/s (a light breeze) to 41,000 W/m² at 40 m/s (a hurricane). This variability of the wind power resource strongly influences virtually all aspects of wind energy conversion systems design, construction, siting, use and economy.

For large, modern wind turbines this means that they have a cut-in wind speed of 2.5 to 4 m/s and are switched off only at the highest possible wind speeds. They are designed to reach the rated max power rating of the generator at a specific wind speed, often at 6 to 7 m/s. In times that there is more wind, the turbine controller changes the blade pitch to a less optimal angle, and thus controls the power output of the turbine at the max power rating of the generator.

The wind resource[edit | edit source]

Unfortunately, the general availability and reliability of wind speed data is extremely poor in many regions of the world. Large areas of the world appear to have mean annual wind speeds below 3 m/s, and are unsuitable for wind power systems, and almost equally large areas have wind speeds in the intermediate range (3-4.5 m/s) where wind power may or may not be an attractive option. In addition, significant land areas have mean annual wind speeds exceeding 4.5 m/s where wind power would most certainly be economically competitive. For Europe this is the part between Spain, Poland, Norway, Iceland and Ireland

Principles of wind energy conversion[edit | edit source]

Figure 1: Drag and lift forces
Figure 2: Aerofoil

There are two primary physical principles by which energy can be extracted from the wind; these are through the creation of either drag or lift force (or through a combination of the two). The difference between drag and lift is illustrated (see Figure 1) by the difference between using a spinaker sail, which fills like a parachute and pulls a sailing boat with the wind, and a bermuda rig, the familiar triangular sail which deflects with wind and allows a sailing boat to travel across the wind or slightly into the wind. Drag forces provide the most obvious means of propulsion, these being the forces felt by a person (or object) exposed to the wind. Lift forces are the most efficient means of propulsion but being more subtle than drag forces are not so well understood.

The basic features that characterise lift and drag are:

  • drag is in the direction of airflow
  • lift is perpendicular to the direction of airflow
  • generation of lift always causes a certain amount of drag to be developed
  • with a good aerofoil, the lift produced can be more than thirty times greater than the drag
  • lift devices are generally more efficient than drag devices

Types and characteristics of wind harvesters[edit | edit source]

Figure 3: Tip speed ratio and the performance coefficient

There are two main families of wind harvesters: vertical axis machines and horizontal axis machines. These can in turn use either lift or drag forces to harness the wind. Of these types the horizontal axis lift device represents the vast majority of successful wind machines, either ancient or modern. In fact other than a few experimental machines virtually all windmills come under this category.

There are several technical parameters that are used to characterize windmill rotors. The tip-speed ratio is defined as the ratio of the speed of the extremities of a wind harvester rotor to the speed of the free wind. It is a measure of the 'gearing ratio' of the rotor. Drag devices always have tip-speed ratios less than one and hence turn slowly, whereas lift devices can have high tip-speed ratios and hence turn quickly relative to the wind.

                  Blade tip speed 
Tip speed ratio = --------------- 
                    Wind speed

The proportion of the power in the wind that the rotor can extract is termed the coefficient of performance (or power coefficient or efficiency; symbol Cp) and its variation as a function of tip-speed ratio is commonly used to characterise different types of rotor. It is physically impossible to extract all the energy from the wind, without bringing the air behind the rotor to a standstill. Consequently there is a maximum value of Cp of 59.3% (known as the Betz limit), although in practice real wind rotors have maximum Cp values in the range of 25%-45%.

Figure 4: Solidity and torque

Solidity is usually defined as the percentage of the circumference of the rotor which contains material rather than air. High-solidity machines carry a lot of material and have coarse blade angles. They generate much higher starting torque than low-solidity machines but are inherently less efficient than low-solidity machines as shown in Figure 4. The extra materials also cost more money. However, low-solidity machines need to be made with more precision which leads to little difference in costs.

The choice of rotor is dictated largely by the characteristic of the load and hence of the end use. These aspects are discussed separately in the technical briefs on windpumps and windturbines. Table 1 compares different rotor types.

Table 1: Comparison of rotor types
Type Speed Torque Manufacture CP Solidity


Horizontal Axis
Cretan sail Low Medium Simple 0.05-0.15 50
Cambered plate fan Low High Moderate 0.15-0.30 50-80
Moderate speed aero-generator Moderate Low Moderate 0.20-0.35 5-10
High speed aero-generator High Very low Precise 0.30-0.45 < 5
Vertical Axis
Panemone Low Medium Crude > 0.10 50
Savonius Moderate Medium Moderate 0.15 100
Darrieus Moderate Very low Precise 0.25-0.35 10-20
Variable Geometry Moderate Very low Precise 0.20-0.35 15-40

Wind harvester performance[edit | edit source]

Although the power available is proportional to the cube of windspeed, the power output has a lower order dependence on windspeed. This is because the overall efficiency of the windmill (the product of rotor CP, transmission efficiency and pump or generator efficiency) changes with windspeed. There are four important characteristic windspeeds:

  • the cut-in windspeed: when the machine begins to produce power
  • the design windspeed: when the windmill reaches its maximum efficiency
  • the rated windspeed: when the machine reaches its maximum output power
  • the furling windspeed: when the machine furls to prevent damage at high windspeeds.

Performance data for windmills can be misleading because they may refer to the peak efficiency (at design windspeed) or the peak power output (at the rated windspeed). The data could also refer to the average output over a time period (e.g. a day or a month).

Because the power output varies with windspeed, the average output over a time period is dependent in the local variation in windspeed from hour to hour. Hence to predict the output for a given windmill one needs to have output characteristics of the windmill and the windspeed distribution curve of the site (duration at various windspeeds). Multiplying the values of both graphs for each windspeed interval and adding all the products gives the total energy output of that windmill at that site.

In addition, as mentioned briefly above, the optimal power output is generally also not obtained in practice at wind speeds above or below what the wind turbine was designed for. This is due to the alternator or dynamo used, which tends to be chosen for a specific wind speed. If the wind speed goes above or below this speed, the efficiency is much lower than what could actually be harvested at this time. A gearbox can resolve this, or alternatively, variable pitch blades or other furling systems can be used. See Wind_turbine#HAWT_wind_energy_harvesters

Another factor that heavily influences the efficiency of wind turbines are the direction of the wind. If this is turbulent (as is the case in areas with many obstacles (trees, houses, ...), wind turbines can not efficiently capture the wind to convert it. Placement in a turbulent-free location is thus essential, or alternatively, a automatic locking system may be used. See Wind_turbine#HAWT_wind_energy_harvesters.

Financial cost of wind energy harvesting[edit | edit source]

Small residential wind power turbines can be an attractive alternative, or addition, to those people needing more than 100-200 watts of power for their home, business, or remote facility. Unlike PV's, which remain at basically a similar cost per watt independent of array size, wind generators get cheaper with increasing system size. At the 50 watt size level, for instance, a small residential power turbine would cost about $8.00/watt in comparison to approximately $6.00/watt for a Photovoltaic module.

This is why, all things being equal, photovoltaic systems are cheaper for very small loads. As the system size gets larger, however, this "rule-of-thumb" reverses itself.

At 300 watts the turbine costs are down to $2.50/watt, while the PV costs are still at $6.00/watt. For a 1,500 watt wind system the cost is down to $2.00/watt and at 10,000 watts the price of a wind generator (excluding electronics) is down to $1.50/watt.

References and further reading[edit | edit source]

  • Windpumping, (Practical Action Technical Brief)
  • Wind Power for Electricity Generation, Practical Action Technical Brief
  • S. Dunnett: Small Wind Energy Systems for Battery Charging, Practical Action Technical Information Leaflet
  • Hugh Piggott: It's A Breeze, A Guide to Choosing Windpower. Centre for Alternative Technology, 1998
  • E. H. Lysen: Introduction to Wind Energy, basic and advanced introduction to wind energy with emphasis on water pumping windmills. SWD, Netherlands, 1982
  • Jack Park: The Wind Power Book Cheshire Books, USA, 1981
  • Hugh Piggot: Windpower Workshop, building your own wind turbine. Centre for Alternative Technology, 1997
  • S. Lancashire, J. Kenna and P. Fraenkel: Windpumping Handbook I T Publications, London, 1987
  • P. Fraenkel, R. Barlow, F. Crick, A. Derrick and V. Bokalders: Windpumps - A guide for development workers. ITDG Publishing, 1993
  • David, A. Spera: Wind Turbine Technology, fundamental concepts of wind turbine engineering. ASME Press, 1994
  • E. W. Golding: The Generation of Electricity by Wind Power Redwood Burn Limited, Trowbridge, 1976
  • T. Anderson, A. Doig, D. Rees and S. Khennas: Rural Energy Services - A handbook for sustainable energy development. ITDG Publishing, 1999.

Links regarding public perception[edit | edit source]

In Texas, USA 55% of the population is willing to have their taxes raised by a few dollar to support wind power development. [1][2]

Useful addresses[edit | edit source]

British Wind Energy Association,
26 Spring Street, London, W2 1JA, U.K.
Tel:+44 020 7 402 7102
Fax:+44 020 7402 7107
Trade association, promoting excellence in
energy research, development and

CAT (Centre for Alternative Technology)
Llwyngwern Quarry
Machynlleth, Powys SY20 9QZ, U.K.
Tel:+44(0) 1654 702409
Fax:+44(0) 1654 702782

European Wind Energy Association,
Rue du Trone 26, B-1040 Brussels, Belgium.
Tel:+32 2 546 1940
Fax:+32 2 546 1944

External links[edit | edit source]

See also[edit | edit source]